5 CFR §2635.808 Fundraising activities.
An employee may engage in fundraising only in accordance with the
restrictions in part 950 of this title on the conduct of charitable
fundraising in the Federal workplace and in accordance with paragraphs
(b) and (c) of this section.
(a) Definitions. For purposes of this section: (1) Fundraising means
the raising of funds for a nonprofit organization, other than a
political organization as defined in 26 U.S.C. 527(e), through:
(i) Solicitation of funds or sale of items; or
(ii) Participation in the conduct of an event by an employee where
any portion of the cost of attendance or participation may be taken as a
charitable tax deduction by a person incurring that cost.
(2) Participation in the conduct of an event means active and visible
participation in the promotion, production, or presentation of the event
and includes serving as honorary chairperson, sitting at a head table
during the event, and standing in a reception line. The term does not
include mere attendance at an event provided that, to the employee's
knowledge, attendance is not used by the nonprofit organization to
promote the event. While the term generally includes any public speaking
during the event, it does not include the delivery of an official speech
as defined in paragraph (a)(3) of this section or any seating or other
participation appropriate to the delivery of such a speech. Waiver of a
fee for attendance at an event by a participant in the conduct of that
event does not constitute a gift for purposes of subpart B of this part.
Note: This section does not prohibit fundraising for political
parties. However, there are statutory restrictions that apply to
political fundraising. Employees, other than those exempt under 5 U.S.C.
7324(d), are prohibited by the Hatch Act, 5 U.S.C. 7321 through 7328,
from soliciting or collecting contributions or other funds for a
partisan political purpose or in connection with a partisan election. In
addition, all employees are prohibited by 18 U.S.C. 602 from knowingly
soliciting contributions for any political purpose from other employees
and by 18 U.S.C. 607 from soliciting such contributions in the Federal
workplace.
Example 1: The Secretary of Transportation has been asked to serve as
master of ceremonies for an All-Star Gala. Tickets to the event cost
$150 and are tax deductible as a charitable donation, with proceeds to
be donated to a local hospital. By serving as master of ceremonies, the
Secretary would be participating in fundraising.
(3) Official speech means a speech given by an employee in his
official capacity on a subject matter that relates to his official
duties, provided that the employee's agency has determined that the
event at which the speech is to be given provides an appropriate forum
for the dissemination of the information to be presented and provided
that the employee does not request donations or other support for the
nonprofit organization. Subject matter relates to an employee's official
duties if it focuses specifically on the employee's official duties, on
the responsibilities, programs, or operations of the employee's agency
as described in §2635.807(a)(2)(i)(E), or on matters of Administration
policy on which the employee has been authorized to speak.
Example 1: The Secretary of Labor is invited to speak at a banquet
honoring a distinguished labor leader, the proceeds of which will
benefit a nonprofit organization that assists homeless families. She
devotes a major portion of her speech to the Administration's Points of
Light initiative, an effort to encourage citizens to volunteer their
time to help solve serious social problems. Because she is authorized to
speak on Administration policy, her remarks at the banquet are an
official speech. However, the Secretary would be engaged in fundraising
if she were to conclude her official speech with a request for donations
to the nonprofit organization.
Example 2: A charitable organization is sponsoring a two-day tennis
tournament at a country club in the Washington, DC area to raise funds
for recreational programs for learning disabled children. The
organization has invited the Secretary of Education to give a speech on
federally funded special education programs at the awards dinner to be
held at the conclusion of the tournament and a determination has been
made that the dinner is an appropriate forum for the particular speech.
The Secretary may speak at the dinner and, under §2635.204(g)(1), he
may partake of the meal provided to him at the dinner.
(4) Personally solicit means to request or otherwise encourage
donations or other support either through person-to-person contact or
through the use of one's name or identity in correspondence or by
permitting its use by others. It does not include the solicitation of
funds through the media or through either oral remarks, or the
contemporaneous dispatch of like items of mass-produced correspondence,
if such remarks or correspondence are addressed to a group consisting of
many persons, unless it is known to the employee that the solicitation
is targeted at subordinates or at persons who are prohibited sources
within the meaning of _2635.203(d). It does not include
behind-the-scenes assistance in the solicitation of funds, such as
drafting correspondence, stuffing envelopes, or accounting for
contributions.
Example 1: An employee of the Department of the Energy who signs a
letter soliciting funds for a local private school does not
"personally solicit" funds when 500 copies of the letter,
which makes no mention of his DOE position and title, are mailed to
members of the local community, even though some individuals who are
employed by Department of Energy contractors may receive the letter.
(b) Fundraising in an official capacity. An employee may participate
in fundraising in an official capacity if, in accordance with a statute,
Executive order, regulation or otherwise as determined by the agency, he
is authorized to engage in the fundraising activity as part of his
official duties. When authorized to participate in an official capacity,
an employee may use his official title, position and authority.
Example 1: Because participation in his official capacity is
authorized under part 950 of this title, the Secretary of the Army may
sign a memorandum to all Army personnel encouraging them to donate to
the Combined Federal Campaign.
(c) Fundraising in a personal capacity. An employee may engage in
fundraising in his personal capacity provided that he does not:
(1) Personally solicit funds or other support from a subordinate
or from any person:
(i) Known to the employee, if the employee is other than a
special Government employee, to be a prohibited source within the
meaning of §2635.203(d); or
(ii) Known to the employee, if the employee is a special Government
employee, to be a prohibited source within the meaning of
§2635.203(d)(4) that is a person whose interests may be substantially
affected by performance or nonperformance of his official duties,
(2) Use or permit the use of his official title, position or any
authority associated with his public office to further the fundraising
effort, except that an employee who is ordinarily addressed using a
general term of address, such "The Honorable," or a rank, such
as a military or ambassadorial rank, may use or permit the use of that
term of address or rank for such purposes; or
(3) Engage in any action that would otherwise violate this part.
Example 1: A nonprofit organization is sponsoring a golf tournament
to raise funds for underprivileged children. The Secretary of the Navy
may not enter the tournament with the understanding that the
organization intends to attract participants by offering other entrants
the opportunity, in exchange for a donation in the form of an entry fee,
to spend the day playing 18 holes of golf in a foursome with the
Secretary of the Navy.
Example 2: An employee of the Merit Systems Protection Board may not
use the agency's photocopier to reproduce fundraising literature for her
sons private school. Such use of the photocopier would violate the
standards at §2635.704 regarding use of Government property.
Example 3: An Assistant Attorney General may not sign a letter
soliciting funds for a homeless shelter as "John Doe, Assistant
Attorney General." He also may not sign a letter with just his
signature, "John Doe," soliciting funds from a prohibited
source, unless the letter is one of many identical, mass-produced
letters addressed to a large group where the solicitation is not known
to him to be targeted at persons who are either prohibited sources or
subordinates.